Other Forms of Disciplinary Procedure: Consent and Reciprocal Discipline
The most recognized form of disciplinary procedure in Louisiana starts with the filing of formal charges by the Office of Disciplinary Counsel (“ODC”). ODC will prosecute the charges before a hearing committee of the Board, which will issue a report and recommendation. The Board’s adjudicative committee will conduct an appellate review of the committee’s findings and conclusions, then issue a recommendation to the Louisiana Supreme Court (“the Court”). The Court will review the entire record, along with the recommendations of the committee and Board, then issue a final ruling in the matter. See generally Louisiana Supreme Court Rule XIX, §11.
However, discipline can result from other procedures as well, namely consent discipline and reciprocal discipline. Consent discipline is a voluntary procedure that can be initiated by the respondent lawyer and ODC at any point in the disciplinary process. After stipulating to the facts, rule violations, and a proposed sanction, ODC and the respondent will file a joint motion for consent discipline with the Court. The motion will be filed under seal. The record will not become public until the Court grants the motion and imposes a sanction. The Court may reject the motion, sending the matter back to ODC for further action. For further information on this procedure, see Rule XIX, §20. (A lawyer may also choose to permanently resign from the practice of law in lieu of discipline, which is a voluntary procedure governed by Rule XIX, §20.1.)
If a lawyer holding a Louisiana law license is disciplined by another jurisdiction, that lawyer faces reciprocal discipline by the Court pursuant to Rule XIX, §21. Upon receiving notice that a Louisiana lawyer has been disciplined by another jurisdiction, ODC is required to file the notice with the Court. The Court will impose identical discipline as the other jurisdiction unless certain criteria are present. See Rule XIX, §21(D); see also In re Aulston, 2005-B-1546 (La. 1/13/06); 918 So.2d 461.
Recent Cases of Consent Discipline:
IN RE CHASE MCNEIL MCCALIP (Baton Rouge), 2016-B-0545 (5/20/16): The Court publicly reprimanded the respondent for notarizing a document without having witnessed the signatures of the signatory and witnesses.
IN RE JOHN J. FINCKBEINER, JR. (Chalmette), 2016-B-0654 (5/20/2016): The Court suspended the respondent for one year and one day, fully deferred, based upon his commission of criminal acts (driving while intoxicated).
IN RE MARK LANE JAMES, II (Franklinton), 2016-B-0764 (5/27/2016): The Court suspended the respondent for one year based upon a criminal conviction (driving while intoxicated – 2nd offense).
IN RE JALONDA MARIE MORRIS (New Orleans), 2016-B-0796 (5/27/2016): The Court suspended the respondent for one year and one day, with six months deferred, for neglecting a legal matter and converting client funds to her own use.
IN RE RICHARD Z. JOHNSON, JR. (Mansfield), 2016-B-0661 (5/27/2016): The Court suspended the respondent for three years, retroactive to the date of his interim suspension, based upon a criminal conviction (making and subscribing a false income tax return).
IN RE STEPHEN J. HOLLIDAY (Baton Rouge), 2016-B-0686 (5/27/2016): The Court suspended the respondent for one year based upon his commission of a criminal act.
IN RE CARL N. FINLEY (Metairie), 2016-B-0815 (6/3/2016): The Court suspended the respondent for three years, with one year deferred, based upon his failure to maintain a client trust account, engaging in improper fee sharing with non-lawyers, and facilitating the unauthorized practice of law.
IN RE BARON MAURICE ROBERSON (Baton Rouge), 2016-B-0859 (6/3/2016): The Court suspended the respondent for six months, fully deferred, based upon his neglect of a legal matter and failing to communicate with a client.
IN RE DAVID KENT BUIE (New Orleans), 2016-B-0863 (6/3/2016): The Court publicly reprimanded the respondent for failing to promptly return a client’s file and failing to cooperate with disciplinary counsel’s investigation.
IN RE ERICKA SCHEXNAYDER BRIGNAC (St. James), 2016-B-0952 (6/3/2016): The Court suspended the respondent for one year and one day, fully deferred, for various fee and trust account violations.
IN RE CHRISTOPHER SCOTT MAXWELL (Alexandria), 2016-B-0989 (6/3/2016): The Court suspended the respondent for one year and one day, fully deferred, based upon his commission of a criminal act (driving while intoxicated).
IN RE RICHARD J. BRAZAN, JR. (Baton Rouge), 2016-B-0817 (6/17/16): The Court suspended the respondent for six months, fully deferred, for advising his client to improperly obtain documents from an opposing party for use in preparing discovery.
IN RE TODD COOPER MARTIN (Monroe), 2016-B-1063 (6/17/16): The Court suspended the respondent for one year and one day, with all but six months deferred, for mishandling his client trust account.
Recent Cases of Reciprocal Discipline:
IN RE DOUGLAS M. SCHMIDT (New Orleans), 2016-B-0584 (5/27/2016): The Court imposed a reciprocal public reprimand based upon an order of the Supreme Court of South Carolina.
IN RE KELLY P. WARD (Dixon, Illinois), 2016-B-0742 (6/17/16): The Court imposed a reciprocal two-year suspension based upon an order of the Supreme Court of Illinois.
IN RE JEFFREY N. ALDOUS (Provo, UT), 2016-B-0748 (6/17/16): The Court imposed a reciprocal public reprimand based upon an order of the Utah Supreme Court.
Jordan Huck
is a staff attorney at the Louisiana Attorney Disciplinary Board. Jordan provides legal counsel to the Board and its hearing committees in administrative and adjudicative matters. Jordan is also responsible for the training and development of the Board’s hearing committee members.
The Court Revises RPC 7.2(c)(5)
Effective June 2, 2016, the Louisiana Supreme Court revised Rule of Professional Conduct 7.2(c)(5). The revision allows lawyers to use the word “specialist” and other specific derivations of that word in communications about a lawyer’s field of practice. See the complete revision here.